methodology

methodology

The Research Process Again

a path of concrete slabs on a grassy campus leading towards a tall building with a stone facade
One of the paths outside the University of Victoria’s McPherson Library

It has been more than ten years since I blogged about how I research history and archaeology and philology. The world has changed since. Some events in November and December gave me a story to share with my gentle readers again.

For my project on linen armour I am reading all the dictionaries of the Romance and Germanic languages in the twelfth and thirteenth centuries CE (there was scale armour backed with six layers of linen in the twelfth century BCE, but that is a different story). In November I got around to Joan Coromines‘ dictionaries of Castilian (dominant Spanish) and Catalan (other than Portugese, the Romance language which was best able to resist being assimilated into Castilian, possibly because it was similar to Occitan and people traveled back and forth along the coast between cities which used the King of France’s coins and cities which used the King of Spain’s coins). Coromines (he/him) was a philologist who spent his time in exile from Franco writing dictionaries, like Marc Bloch spent his time on the run from the Gestapo writing an Apologie pour l’histoire. Many historical dictionaries have been converted to databases and hooked up to websites, but his dictionaries have not. Somewhere in one of his works I found a reference to an inventory from 1307 in what I thought was the Revue des Linguistique Romane. And thus began an adventure!

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Knowing Things is Hard

Knowing things is hard, even about the past. Over the years I have compiled pithy names for some of the reasons why this is. This week I decided to share them in the style of Andrew Gelman’s Handy Statistical Lexicon or Samuel Johnson’s dictionary. Right now many entries are blank or just link to other people’s websites and articles. If I ever turn these into a book, I will expand them. Until then I can add entries one at a time as they become necessary.

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Forecasting Future Wars is Hard

the title page of a book printed in black and red with a little print with the publisher's logo
The book that launched a thousand raids and burned the topless towers of Minas Tirith! H.G. Wells’ “Little Wars” the first modern wargame for civilians. Image care of https://philbancients.blogspot.com/2012/09/little-wars-by-hg-wells.html

Since 1805, combat between well-equipped air and naval forces has become rarer and rarer. This is because states which can produce such forces have little to gain from fighting one another, and because it has become harder and harder to sustain such forces at all. In the 19th century, the Royal Navy was usually overwhelmingly superior to everyone else (although the French and the United States sometimes gave it a run for its money). Since the 1950s, the US air force has had a similar advantage over everyone else’s. Small states look at these navies and air forces, decide they can never defeat them, and either stop bothering with their own navies and air forces, or side with one of the big powers, or hide in harbour or in neutral countries when war approaches (the fleet-in-being strategy). Big states do some spectacularly stupid and thoughtless things, but rarely something as stupid as getting into a war with their allies or a nuclear power, and pretty much all the states with sophisticated air forces and navies are either each other’s allies or nuclear powers.

This means that stories about how a future naval or air war would go are fantasies based on speculation and imagination and peacetime tests, not observation and experience of actual warfare.

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Nazis and Radios

The Volksempfänger, the Nazi Party’s cheap radio receiver for listening to propaganda, in its bakelite case. Image from https://commons.wikimedia.org/wiki/File:Ve301w.jpg

In July an online talk by Philip Blood (probably this guy) and a pass through Keegan’s Six Armies in Normandy made me think of the old debate about the effectiveness of the American, British, and Commonwealth armies in the Second World War. I had not known that Six Armies in Normandy was just Keegan’s second book from 1982, and that my 1994 Penguin edition was a reprint (A.J.P. Taylor wrote a blurb!)

Keegan’s book shows his strengths and weaknesses as a historian: it is beautifully written, expresses his unique view of the world, but rarely acknowledges doubt or explains where his facts and interpretations come from. Keegan gives himself authority by dropping in French and German phrases and alluding to prestigious novelists and playwrights, but not by showing that he understands a mass of evidence and arguments and can argue why his interpretation is best. The maps are inadequate, the photos numerous but ornamental. Because Six Armies in Normandy rarely cites sources, and because I’m not a specialist in WW II, I will not try to review it. But I will use some quotes to show places where I might have been wrong or where I don’t know how to balance two ways of thinking.

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How Heavy Was the Shield from the Fayum?

black and white photos of a dilapidated pltwood shield
Wolfgang Kimmig’s famous photos of the shield from Harit in Egypt (a name which he misremembered as Kasr el Harit, “Harit Castle”)

In May a well-known ancient historian told the Internet that the style of shield from Harit in the Fayum in Egypt weighed 10 kg. He probably got this from Mike Bishop and John Coulston’s classic handbook Roman Military Equipment (second edition p. 62) which cites reconstructions by Peter Connolly and Marcus Junkelmann. He was writing a general lecture so could not spend too much time questioning his sources. But I think this estimate is too high for four reasons.

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Linguistics B(h)at Signal: Phylogenetics and PIE Again

Martin Rundkvist has told me that Russell Gray is writing about Proto-Indo-European using phylogenetics again (basically, trying to figure out when languages diverged from one another by seeing how many words they have in common). The last paper in Science on this topic using these methods was so poor from a linguistic point of view that a whole monograph from Cambridge University Press was needed to explain the problems. Like the last paper, this one is in Science, which is a good journal for some things but not competent to review papers on linguistics. I’m a philologist but not a linguist or a specialist in PIE. Can any of my gentle readers point me to where linguists are discussing it? I am sending out the <*bhat> signal.

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Mathematical Methods and Research as a Community

The famous ancient historian Walter Scheidel has reviewed a book on mathematical models of the economy of the Roman empire.

The current system of academic training, recruitment and promotion is not well equipped to recognize work that is routinely collaborative, may result in electronic outputs rather than traditional deliverables, and is not overtly focused on the monograph as the basic coin of the realm. All that makes it hard to reconcile with norms and expectations that are deeply entrenched in the academic humanities, most notably in the United States where institutionalized individualism and fetishization of the little-read book rule supreme. Academic incentive structures will need to be tweaked in favor of collaborative and non-traditional work to give simulation studies a chance to flourish.

Some of my gentle readers may not know that in ancient world studies we have a situation where to make a bibliography count for academic promotion, we have to print a few hundred copies and sell them to libraries where they collect dust while researchers check the website with PDFs or a searchable database. Rachel Mairs’ Hellenistic Far East Bibliography faces this barrier, so does the ETCSL. And peer-reviewed publications in ancient history and philology are still expected to be written by one or two authors, whereas in natural science there are often a dozen or more authors who contribute different specialized skills (perhaps one performs a chemical test, another writes the software, a third does most of the writing, and a fourth manages the project). But I see a big problem with pushing to focus on understanding the ancient world through mathematical models.

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Review: “The Greek Hoplite Phalanx” by Richard Taylor

Introduction

the cover of "The Greek Hoplite Phalanx" by Richard Taylor.  The top half of the cover is an image from the Chigi Vase, the bottom half has the title and author

Richard Taylor, The Greek Hoplite Phalanx: The Iconic Heavy Infantry of Classical Greece (Pen & Sword History, 2021) Available on Biblio and Amazon

The Greek Hoplite Phalanx is a survey of warfare on land in Athenian literature. That is both more and less than the title promises. Readers who sit down with it over long winter nights or lazy summer days will find thoughtful comments on many old questions. Readers who want something broad or concise may be less satisfied. In many ways it resembles John Kinloch Anderson’s Military Theory and Practice in the Age of Xenophon from 1970.

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Sir Charles Oman Missed This Too

One of the most frustrating things about Charles Oman is that he ignores when his medieval sources were alluding to famous ancient texts. At the battle of Benevento in 1266, the army of Charles of Anjou crossed the Apennines in February only to find themselves trapped between the mountains and the swollen River Calore with Manfred of Sicily and his army on the other side. Charles’ men were already reduced to eating fallen pack animals, and it was hard to see how they could go forward or back. But then fortune intervened:

Ricordano Malaspina wonders why Manfred crossed the River Calore at all since if he had waited a day or two, King Charles and his people would have been killed without a blow of a sword through lack of vittles (columns 1002, 1003). Oman wonders whether Manfred was worried about treachery or desertion, and asks whether “perhaps in the spirit of the mediaeval knight, he preferred to beat his adversary by the sword rather than hunger.” But any attentive reader in the 13th century would have seen that beating the enemy with hunger rather than the sword is a strategic principle from the third book of Vegetius on military matters. He mentions it three times: 3.3.1, 3.9.8., 3.26.32. It seems to me that Malaspina was just as unimpressed with Manfred’s strategic decisions as Oman was.

snippet cut from a forthcoming piece in Medieval World (Karwansaray Bv)
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War Between Societies, Violence Within Societies

Simon James is not the most prolific researcher, but his words are always worth carefully considering. A few years ago he had this to say:

In discourse on the European Iron Age, the terms ‘war’ and ‘warrior’ are rarely examined or defined. ‘War’ (except ‘civil war’) is commonly understood to connote organized collective armed violence between polities. Yet in many historically attested societies, possessing, displaying and using lethal weaponry are/were not about war, primarily and sometimes hardly at all. Rather weapons may articulate social dynamics, mutual fear and conflict within a polity – as exemplified by the contemporary United States.


Simon James (in press) “Ch. 30: Arms, the armed, and armed violence.” In Colin C. Haselgrove, Katharina Rebay-Salisbury, and Peter S. Wells (eds.), Oxford Handbook of the European Iron Age (Oxford: Oxford University Press)
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